Company Overview:

Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion.

Job Responsibilities: (may include and are not limited to)

• Complete daily NAV calculations.
• Perform daily reconciliations with custodians.
• Support Financial Reporting to complete quarterly reporting cycles.
• Work with clients to ensure NAVs are accurate and timely.
• Support product team with daily deliverables.
• Assist with daily Fund performance calculations.
• Produce support to complete audits

Skills and Qualifications:

• Bachelor’s Degree in Accounting or Finance or equivalent work experience.
• Confluence Unity experience a plus
• FIS Investment Accounting Manager experience a plus
• Excellent attention to detail and accuracy
• Exceptional written and verbal communication skills
• Strong multi-tasking skills
• Computer experience (Word, Excel, Microsoft Outlook)
• Ability to work independently as well as in a team environment
• Willingness to learn new topics and curious in problem solving
• Innovative mindset in a startup firm
• Humble, open minded to feedback, adaptable in very fast-paced environment

Compensation Range:

• $58,000 - $68,000
• The actual salary offer to the successful candidate will be based on job-related education, training, industry experience, certifications, and other factors.

Other Compensation:

• Performance bonus eligible

What We Offer:

A comprehensive benefits package, including:

• Employer paid medical options, plus dental and vision coverage
• Disability, AD&D and life insurance
• Flexible spending accounts (FSA); Health savings account (HSA) for high deductible medical plan
• 401(k) match
• Unlimited PTO, plus 10 paid holidays and generous leave policies
• Tuition Reimbursement for continued education
• An energetic team-based culture focused on our values of service to others and to our community
• On-site gym and yoga studio
• Work life flexibility

Paralel Technologies LLC is an equal opportunity employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Company Overview:

Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion.

Job Responsibilities: (may include and are not limited to)

• Complete and review daily fund accounting reconciliations.
  • Trouble-shoot and/or assist in resolution of exception processing and review of security price movements
• Perform daily review in accordance with SOC1 controls and other regulatory requirements.
• Work with clients to ensure NAVs are accurate and timely.
• Support product team with daily deliverables as well projects and initiatives.
• Assist with daily Fund performance calculations.
• Assist with daily compliance monitoring.
• Support Financial Reporting to complete quarterly reporting cycles.
• Manage operational risks and prescribe actions to mitigate risk.
• Provide research and insight for new complex securities.
• Produce and review support to complete audits.
• Effectively manage and partner with internal and external customers.

Skills and Qualifications:

• Bachelor’s Degree expected, Accounting, Finance or Economics preferred.
• 5+ years of relevant industry experience
• 40’ Act Industry experience preferred
• Confluence Unity experience a plus
• FIS Investment Accounting Manager experience a plus
• Excellent attention to detail and accuracy
• Exceptional written and verbal communication skills
• Strong multi-tasking and organizational skills
• Excellent PC Skills (Word, Excel, Microsoft Outlook)
• Ability to work independently as well as in a team environment
• Willingness to learn new topics and curious in problem solving
• Innovative mindset in a startup firm
• Humble, open minded to feedback, adaptable in very fast-paced deadline driven environment

Compensation Range:

• $68,000 - $90,000
• The actual salary offer to the successful candidate will be based on job-related education, training, industry experience, certifications, and other factors.

Other Compensation:

• Performance bonus eligible

What We Offer:

A comprehensive benefits package, including:

• Employer paid medical options, plus dental and vision coverage
• Disability, AD&D and life insurance
• Flexible spending accounts (FSA); Health savings account (HSA) for high deductible medical plan
• 401(k) match
• Unlimited PTO, plus 10 paid holidays and generous leave policies
• Tuition Reimbursement for continued education
• An energetic team-based culture focused on our values of service to others and to our community
• On-site gym and yoga studio
• Work life flexibility

Paralel Technologies LLC is an equal opportunity employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Company Overview:

Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion.

Role Overview:

We at Paralel are seeking a motivated Financial Reporting Manager with at least 5 years of registered fund experience, who values teamwork, growth, and is excited to learn here in our Denver office. As an innovative, growing company with an exciting future, you’ll be empowered from day one to help us build our future and shape your career and role. Our small but experienced leadership team is here to ensure you have the knowledge and tools for success. Join our growing, energetic, team-based culture, where we’re focused on our values of service to ourselves, others, and our community.

The right candidate will be able to manage the preparation and review of registered fund financial statements and shareholder reports and lead a team that serves the financial reporting needs of a variety of mutual fund, exchange-traded fund, and closed-end fund clients. This position requires excellent communication and organizational skills. We value those with a sense of responsibility, the ability to be flexible, and a willingness to help solve challenges in fun and creative ways.

Job Responsibilities: (may include and are not limited to)

• Reporting directly to the Director of Fund Administration, you will lead critical financial reporting initiatives, with the opportunity to use your expertise to drive Paralel’s success.
• Understand, prepare, and review financial statements and shareholder reports for registered funds, including supporting documentation, in compliance with US GAAP.
• Work closely with the Fund Controller to ensure accurate and timely delivery of financial statements and shareholder reports as well as address changes to the reports.
• Assist the Fund Controller with audit questions related to the financial statements and shareholder reports.
• Understand and manage client expectations, in conjunction with the Fund Controller, as it relates to financial reporting.
• Responsible for the ongoing evaluation of financial reporting processes to implement enhancements, improve automation, develop, and maintain internal controls over financial reporting.
• Research and interpret accounting policies.
• Ability to work well in a dynamic environment and be able to recommend and implement process improvements, work under intensive deadlines, work autonomously, and handle multiple tasks simultaneously.
• Ability to work in a team environment and take ownership on individual projects with little to no supervision.

Skills and Qualifications:

• Bachelor’s degree in accounting, finance, or related field.
• 5+ years of experience working in a public accounting setting auditing financial statements for registered investment companies or 5+ years of experience working in a similar role in a fund administration setting overseeing preparation of financial statements for investment companies.
• CPA a plus.
• Comprehensive and current understanding of US GAAP for investment companies, including recently issued accounting pronouncements, and SEC reporting principles and regulations.
• Experience with oversight of the preparation and delivery of accurate financial statements and shareholder reports.
• Familiarity with (or willingness to learn) Confluence software.
• Experience working through ambiguity to communicate clear accounting positions.
• Excellent communication skills, both written and verbal.
• Excellent attention to detail and strong multi-tasking skills.
• Highly proficient in Microsoft Office products, comfortable working with new technology.

Compensation Range:

• $110,000 - $160,000 depending on experience and other factors
• The actual salary offer to the successful candidate will be based on job-related education, training, industry experience, certifications, and other factors.

Other Compensation:

• Performance bonus eligible

What We Offer:

A comprehensive benefits package, including:

• Employer paid medical options, plus dental and vision coverage
• Disability, AD&D and life insurance
• Flexible spending accounts (FSA); Health savings account (HSA) for high deductible medical plan
• 401(k) match
• Unlimited PTO, plus 10 paid holidays and generous leave policies
• Tuition Reimbursement for continued education
• An energetic team-based culture focused on our values of service to others and to our community
• On-site gym and yoga studio
• Work life flexibility

Paralel Technologies LLC is an equal opportunity employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Company Overview:

Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion. Paralel Distributors LLC is the registered broker-dealer affiliated with Paralel Technologies.

Role Overview:

Paralel is looking for a highly skilled and motivated individual to serve as a Senior Distribution Compliance Principal, for Paralel Distributors, who values teamwork, service, and growth. The ideal candidate will be responsible for reviewing and approving marketing and advertising materials to ensure compliance with FINRA and SEC regulations, and other applicable industry standards. This role requires a deep understanding of financial product marketing, regulatory guidelines, and risk assessment to support our clients advertising initiatives while maintaining compliance integrity.

Job Responsibilities: (may include and are not limited to)

• Marketing & Advertising Review
  • Review and approval of marketing collateral, including digital content, print advertisements, social media, email campaigns, sales presentations, and websites.
  • Ensure materials comply with FINRA rules, SEC regulations, and other applicable industry rules.
  • Provide guidance to our clients’ marketing and compliance teams on compliant language, disclosures, and appropriate messaging for different financial products and distribution mediums.
  • Conduct client public website monitoring.
  • Ensure all modifications to marketing material suggested by the broker dealer or FINRA have been incorporated into final materials.
  • Maintain accurate records of reviewed and approved marketing materials.
• Regulatory Compliance & Risk
  • Stay up to date with FINRA, SEC, and state regulations.
  • Help develop and maintain current internal policies and procedures to align marketing compliance.
  • Assist in the preparation of standard materials for board meetings.
  • Help in identifying efficiencies with compliance monitoring activities.
  • Opportunity to engage in other broker dealer activities as necessary.
• Collaboration & Training
  • Work closely with applicable teams to develop policies and procedures based on any regulatory changes.
  • Provide training and ongoing education to our client’s and internal team on advertising compliance and regulatory best practices.
  • Assist in audits, regulatory examinations, and inquiries.

Skills and Qualifications:

• Bachelor’s Degree
• Active Series 24 license required
• A minimum of 3 years of experience in marketing review, preferably within a FINRA-registered broker-dealer or asset management firm
• Strong understanding of securities laws and regulations pertaining to registered products including FINRA Rules, the Investment Company Act of 1940, the Securities Act of 1933, and the SEC Marketing Rule
• Ability to thrive in a fast-paced, deadline-driven environment while managing multiple priorities
• Excellent attention to detail and ability to communicate complex regulatory requirements in a professional manner
• An exceptional team player with strong ability to communicate with a wide and diverse audience (both internal and external), including daily client interactions
• Strong willingness to learn

Compensation Range:

• $75,000 - $115,000
• The actual salary offer to the successful candidate will be based on job-related education, training, industry experience, certifications, and other factors.

Other Compensation:

• Performance bonus eligible

What We Offer:

A comprehensive benefits package, including:

• Employer paid medical options, plus dental and vision coverage
• Disability, AD&D and life insurance
• Flexible spending accounts (FSA); Health savings account (HSA) for high deductible medical plan
• 401(k) match
• Unlimited PTO, plus 10 paid holidays and generous leave policies
• Tuition Reimbursement for continued education
• An energetic team-based culture focused on our values of service to others and to our community
• On-site gym and yoga studio
• Work life flexibility

Paralel Technologies LLC is an equal opportunity employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Company Overview:

Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion. The firm has a registered investment adviser and offers outsourced Chief Compliance Officer services for registered funds as well as full-service fund administration, fund accounting, transfer agency and distribution services from its Denver, Colorado headquarters.

Role Overview:

Paralel is looking for a Compliance Analyst to work closely with other team members to perform compliance oversight activities. This position is a hands-on role involved and overseeing all aspects of compliance activities that include everything from day-to-day compliance monitoring, service provider and investment advisory due diligence, to assisting the Fund CCO with reporting to assigned Boards.

This individual will also work with other Paralel team members to stay abreast of changes to laws and regulations affecting the funds in the U.S.; coordinate with the Fund/Adviser CCOs to ensure adherence to laws and regulations; oversee the revision, preparation, and dissemination of new and updated compliance policies and procedures; and prepare compliance reports as warranted.

Job Responsibilities: (may include and are not limited to)

• Conduct daily portfolio compliance monitoring for registered investment company adherence to Prospectus, Statement of Additional Information (SAI), and other SEC rules and regulations
• Conduct testing and monitoring under Rule 38a-1 of the Investment Company Act and Fund compliance programs utilizing workflow and other business intelligence and reporting tools
• Provide assistance in the administration of the firm’s Code of Ethics and corresponding monitoring
• Ongoing compliance oversight of investment advisers, sub-advisers, and service provider relationships to the funds we support as Fund CCO.
• Identification and monitoring of new or emerging compliance issues and working with others to implement solutions that address these new requirements.
• Preparation of compliance board materials, due diligence materials, questionnaires, presentations etc.
• Potential for occasional travel in order to conduct on site due diligence visits of the advisers, sub-advisers and service providers described above.

Skills and Qualifications

• Bachelor’s degree
• Two or more years of experience working in the investment management industry (knowledge of or experience working with the Investment Company Act of 1940, Investment Advisers Act of 1940 strongly preferred)
• Familiarity with (or willingness to learn) portfolio compliance monitoring software such as Confluence, Sentinel, Charles River, Bloomberg, Blackrock Aladdin
• Excellent attention to detail and ability to multi-task
• Ability to work in a team environment and take ownership on individual projects with little supervision

Compensation Range:

• $58,000 - $75,000
• The actual salary offer to the successful candidate will be based on job-related education, training, industry experience, certifications, and other factors.

Other Compensation:

• Performance bonus eligible

What We Offer:

A comprehensive benefits package, including:

• Employer paid medical options, plus dental and vision coverage
• Disability, AD&D and life insurance
• Flexible spending accounts (FSA); Health savings account (HSA) for high deductible medical plan
• 401(k) match
• Unlimited PTO, plus 10 paid holidays and generous leave policies
• Tuition Reimbursement for continued education
• An energetic team-based culture focused on our values of service to others and to our community
• On-site gym and yoga studio
• Work life flexibility

Paralel Technologies LLC is an equal opportunity employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Company Overview:

Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion. The firm has a registered investment adviser and offers outsourced Chief Compliance Officer services for registered funds as well as full-service fund administration, fund accounting, transfer agency and distribution services from its Denver, Colorado headquarters.

Role Overview:

Paralel is looking for a Senior Compliance Analyst to work closely with other team members to perform compliance oversight activities. This position is a hands-on role involved and overseeing all aspects of compliance activities that include everything from day-to-day compliance monitoring, service provider and investment advisory due diligence, to assisting the Fund CCO with reporting to assigned Boards.

This individual will also work with other Paralel team members to stay abreast of changes to laws and regulations affecting the funds in the U.S.; coordinate with the Fund/Adviser CCOs to ensure adherence to laws and regulations; oversee the revision, preparation, and dissemination of new and updated compliance policies and procedures; and prepare compliance reports as warranted.

Job Responsibilities: (may include and are not limited to)

• Conduct daily portfolio compliance monitoring for registered investment company adherence to Prospectus, Statement of Additional Information (SAI), and other SEC rules and regulations.
• Conduct testing and monitoring under Rule 38a-1 of the Investment Company Act and Fund compliance programs utilizing workflow and other business intelligence and reporting tools.
• Provide assistance in the administration of the firm’s Code of Ethics and corresponding monitoring.
• Ongoing compliance oversight of investment advisers, sub-advisers and service provider relationships to the funds we support as Fund CCO.
• Identification and monitoring of new or emerging compliance issues and working with others to implement solutions that address these new requirements.
• Preparation of compliance board materials, due diligence materials, questionnaires, presentations etc.
• Potential for occasional travel in order to conduct on site due diligence visits of the advisers, sub-advisers and service providers described above.

Skills and Qualifications

• Bachelor’s degree
• Four or more years of experience working in the investment management industry with knowledge of or experience working with the Investment Company Act of 1940, Investment Advisers Act of 1940
• Familiarity with (or willingness to learn) portfolio compliance monitoring software such as Confluence, Sentinel, Charles River, Bloomberg, Blackrock Aladdin
• Excellent attention to detail and ability to multi-task
• Ability to work in a team environment and take ownership on individual projects with little supervision

Compensation Range:

• $75,000 - $100,000
• The actual salary offer to the successful candidate will be based on job-related education, training, industry experience, certifications, and other factors.

Other Compensation:

• Performance bonus eligible

What We Offer:

A comprehensive benefits package, including:

• Employer paid medical options, plus dental and vision coverage
• Disability, AD&D and life insurance
• Flexible spending accounts (FSA); Health savings account (HSA) for high deductible medical plan
• 401(k) match
• Unlimited PTO, plus 10 paid holidays and generous leave policies
• Tuition Reimbursement for continued education
• An energetic team-based culture focused on our values of service to others and to our community
• On-site gym and yoga studio
• Work life flexibility

Paralel Technologies LLC is an equal opportunity employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.