Paralel is the future of the back office, using next-generation technology and old school relationship-driven culture to redefine the value proposition for our clients. We offer a robust benefits package, encourage teamwork and collaboration, and cultivate our culture through our core values of Service, Technology, Courage, and Compassion.

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Senior Distribution Compliance Analyst

Company Overview

Paralel is a FinTech administrator and distributor for registered investment products, including ETFs, closed-end funds and mutual funds. The firm offers full-service fund administration, fund accounting, transfer agency and distribution services from its Denver, Colorado headquarters.

Outline of the role:

Paralel is looking for an ambitious candidate to join our growing team. The ideal candidate will be excited and eager to wear multiple hats, dive into the broker-dealer landscape, and have a variety of tasks and duties related to the distribution we provide our clients. Rather than having one niche facet, we’re looking for someone willing to diversify their skills and duties.

On a daily basis, our department works closely with our clients to ensure all parties adhere to the rules and regulations governing the securities industry. This will involve marketing communications, registered representative activities, or due diligence of intermediaries that we have agreements with. This position will work closely with other team members to perform day-to-day activities involving these various capacities of the broker-dealer and client involvement.

This individual will have certain internal responsibilities including working with other Paralel team members to stay abreast of changing regulations affecting broker-dealers and help with the revision, preparation, and dissemination of new and updated compliance policies, procedures, and manuals, among other tasks.

Key Tasks and Responsibilities


Compensation Range:

Other Compensation:

What We Offer:

A comprehensive benefits package, including: